(1781/1787)
Selections from Preface to the Second Edition
Whether the treatment of that portion of our knowledge which lies within the province of pure reason advances with that undeviating certainty which characterizes the progress of science, we shall be at no loss to determine. If we find those who are engaged in metaphysical pursuits, unable to come to an understanding as to the method which they ought to follow; if we find them, after the most elaborate preparations, invariably brought to a stand before the goal is reached, and compelled to retrace their steps and strike into fresh paths, we may then feel quite sure that they are far from having attained to the certainty of scientific progress and may rather be said to be merely groping about in the dark. In these circumstances we shall render an important service to reason if we succeed in simply indicating the path along which it must travel, in order to arrive at any results- even if it should be found necessary to abandon many of those aims which, without reflection, have been proposed for its attainment.
That logic has advanced in this sure course, even from the earliest times, is apparent from the fact that, since Aristotle, it has been unable to advance a step and, thus, to all appearance has reached its completion. For, if some of the moderns have thought to enlarge its domain by introducing psychological discussions on the mental faculties, such as imagination and wit, metaphysical, discussions on the origin of knowledge and the different kinds of certitude, according to the difference of the objects (idealism, scepticism, and so on), or anthropological discussions on prejudices, their causes and remedies: this attempt, on the part of these authors, only shows their ignorance of the peculiar nature of logical science. We do not enlarge but disfigure the sciences when we lose sight of their respective limits and allow them to run into one another. Now logic is enclosed within limits which admit of perfectly clear definition; it is a science which has for its object nothing but the exposition and proof of the formal laws of all thought, whether it be a priori or empirical, whatever be its origin or its object, and whatever the difficulties- natural or accidental- which it encounters in the human mind.
The early success of logic must be attributed exclusively to the narrowness of its field, in which abstraction may, or rather must, be made of all the objects of cognition with their characteristic distinctions, and in which the understanding has only to deal with itself and with its own forms. It is, obviously, a much more difficult task for reason to strike into the sure path of science, where it has to deal not simply with itself, but with objects external to itself. Hence, logic is properly only a propaedeutic- forms, as it were, the vestibule of the sciences; and while it is necessary to enable us to form a correct judgement with regard to the various branches of knowledge, still the acquisition of real, substantive knowledge is to be sought only in the sciences properly so called, that is, in the objective sciences.
Now these sciences, if they can be termed rational at all, must contain elements of a priori cognition, and this cognition may stand in a twofold relation to its object. Either it may have to determine the conception of the object- which must be supplied extraneously, or it may have to establish its reality. The former is theoretical, the latter practical, rational cognition. In both, the pure or a priori element must be treated first, and must be carefully distinguished from that which is supplied from other sources. Any other method can only lead to irremediable confusion.
Mathematics and physics are the two theoretical sciences which have to determine their objects a priori. The former is purely a priori, the latter is partially so, but is also dependent on other sources of cognition.
In the earliest times of which history affords us any record, mathematics had already entered on the sure course of science, among that wonderful nation, the Greeks. Still it is not to be supposed that it was as easy for this science to strike into, or rather to construct for itself, that royal road, as it was for logic, in which reason has only to deal with itself. On the contrary, I believe that it must have remained long- chiefly among the Egyptians- in the stage of blind groping after its true aims and destination, and that it was revolutionized by the happy idea of one man, who struck out and determined for all time the path which this science must follow, and which admits of an indefinite advancement. The history of this intellectual revolution- much more important in its results than the discovery of the passage round the celebrated Cape of Good Hope- and of its author, has not been preserved. But Diogenes Laertius, in naming the supposed discoverer of some of the simplest elements of geometrical demonstration- elements which, according to the ordinary opinion, do not even require to be proved- makes it apparent that the change introduced by the first indication of this new path, must have seemed of the utmost importance to the mathematicians of that age, and it has thus been secured against the chance of oblivion. A new light must have flashed on the mind of the first man (Thales, or whatever may have been his name) who demonstrated the properties of the isosceles triangle. For he found that it was not sufficient to meditate on the figure, as it lay before his eyes, or the conception of it, as it existed in his mind, and thus endeavor to get at the knowledge of its properties, but that it was necessary to produce these properties, as it were, by a positive a priori construction; and that, in order to arrive with certainty at a priori cognition, he must not attribute to the object any other properties than those which necessarily followed from that which he had himself, in accordance with his conception, placed in the object.
A much longer period elapsed before physics entered on the highway of science. For it is only about a century and a half since the wise Bacon gave a new direction to physical studies, or rather- as others were already on the right track- imparted fresh vigor to the pursuit of this new direction. Here, too, as in the case of mathematics, we find evidence of a rapid intellectual revolution. In the remarks which follow I shall confine myself to the empirical side of natural science.
When Galilei experimented with balls of a definite weight on the inclined plane, when Torricelli caused the air to sustain a weight which he had calculated beforehand to be equal to that of a definite column of water, or when Stahl, at a later period, converted metals into lime, and reconverted lime into metal, by the addition and subtraction of certain elements; a light broke upon all natural philosophers. They learned that reason only perceives that which it produces after its own design; that it must not be content to follow, as it were, in the leading-strings of nature, but must proceed in advance with principles of judgement according to unvarying laws, and compel nature to reply its questions. For accidental observations, made according to no preconceived plan, cannot be united under a necessary law. But it is this that reason seeks for and requires. It is only the principles of reason which can give to concordant phenomena the validity of laws, and it is only when experiment is directed by these rational principles that it can have any real utility. Reason must approach nature with the view, indeed, of receiving information from it, not, however, in the character of a pupil, who listens to all that his master chooses to tell him, but in that of a judge, who compels the witnesses to reply to those questions which he himself thinks fit to propose. To this single idea must the revolution be ascribed, by which, after groping in the dark for so many centuries, natural science was at length conducted into the path of certain progress.
Metaphysics is a completely isolated speculative science of reason, which soars far above the teachings of experience, and in which reason is indeed meant to be its own pupil. Metaphysics rests on concepts alone -- not, like mathematics, on their application to intuition. But though it is older than all other sciences, and would survive even if all the rest were swallowed up in the abyss of an all-destroying barbarism, it has not yet had the good fortune to enter upon the secure path of a science. For in it reason is perpetually being brought to a stand, even when the laws into which it is seeking to have, as it professes, an a priori insight are those that are confirmed by our most common experiences. Ever and again we have to retrace our steps, as not leading us in the direction in which we desire to go. So far, too, are the students of metaphysics from exhibiting any kind of unanimity in their contentions, that metaphysics has rather to be regarded as a battleground quite peculiarly suited for those who desire to exercise themselves in mock combats, and in which no participant has ever yet succeeded in gaining even so much as an inch of territory, not at least in such manner as to secure him in its permanent possession. This shows, beyond all questioning, that the procedure of metaphysics has hitherto been a merely random groping, and, what is worst of all, a groping among mere concepts.
What, then, is the reason why, in this field, the sure road to science has not hitherto been found? Is it, perhaps, impossible of discovery? Why, in that case, should nature have visited our reason with the restless endeavor whereby it is ever searching for such a path, as if this were one of its most important concerns. Nay, more, how little cause have we to place trust in our reason, if, in one of the most important domains of which we would fain have knowledge, it does not merely fail us, but lures us on by deceitful promises, and in the end betrays us! Or if it be only that we have thus far failed to find the true path, are there any indications to justify the hope that by renewed efforts we may have better fortune than has fallen to our predecessors?
The examples of mathematics and natural science, which by a single and sudden revolution have become what they now are, seem to me sufficiently remarkable to suggest our considering what may have been the essential features in the changed point of view by which they have so greatly benefitted. Their success should incline us, at least by way of experiment, to imitate their procedure, so far as the analogy which, as species of rational knowledge, they bear to metaphysics may permit. Hitherto it has been assumed that all our knowledge must conform to objects. But all attempts to extend our knowledge of objects by establishing something in regard to them a priori, by means of concepts, have, on this assumption, ended in failure.
We must therefore make trial whether we may not have more success in the tasks of metaphysics, if we suppose that objects must conform to our knowledge. This would agree better with what is desired, namely, that it should be possible to have knowledge of objects a priori, determining something in regard to them prior to their being given. We should then be proceeding precisely on the lines of Copernicus' primary hypothesis. Failing of satisfactory progress in explaining the movements of the heavenly bodies on the supposition that they all revolved round the spectator, he tried whether he might not have better success if he made the spectator to revolve and the stars to remain at rest. A similar experiment can be tried in metaphysics, as regards the intuition of objects. If intuition must conform to the constitution of the objects, I do not see how we could know anything of the latter a priori; but if the object (as object of the senses) must conform to the constitution of our faculty of intuition, I have no difficulty in conceiving such a possibility. Since I cannot rest in these intuitions if they are to become known, but must relate them as representations to something as their object, and determine this latter through them, either I must assume that the concepts, by means of which I obtain this determination, conform to the object, or else I assume that the objects, or what is the same thing, that the experience in which alone, as given objects, they can be known, conform to the concepts.
In the former case, I am again in the same perplexity as to how I can know anything a priori in regard to the objects. In the latter case the outlook is more hopeful. For experience is itself a species of knowledge which involves understanding; and understanding has rules which I must presuppose as being in me prior to objects being given to me, and therefore as being a priori. They find expression in a priori concepts to which all objects of experience necessarily conform, and with which they must agree. As regards objects which are thought solely through reason, and indeed as necessary, but which can never -- at least not in the manner in which reason thinks them -- be given in experience, the attempts at thinking them (for they must admit of being thought) will furnish an excellent touchstone of what we are adopting as our new method of thought, namely, that we can know a priori of things only what we ourselves put into them.
This experiment succeeds as well as could be desired, and promises to metaphysics, in its first part -- the part that is occupied with those concepts a priori to which the corresponding objects, commensurate with them, can be given in experience -- the secure path of a science. For the new point of view enables us to explain how there can be knowledge a priori; and, in addition, to furnish satisfactory proofs of the laws which form the a priori basis of nature, regarded as the sum of the objects of experience -- neither achievement being possible on the procedure hitherto followed.
This method, modeled on that of the student of nature, consists in looking for the elements of pure reason in what admits of confirmation or refutation by experiment. Now the propositions of pure reason, especially if they venture out beyond all limits of possible experience, cannot be brought to the test through any experiment with their objects, as in natural science. In dealing with those concepts and principles which we adopt a priori, all that we can do is to contrive that they be used for viewing objects from two different points of view -- on the one hand, in connection with experience, as objects of the senses and of the understanding, and on the other hand, for the isolated reason that strives to transcend all limits of experience, as objects which are thought merely. If, when things are viewed from this twofold standpoint, we find that there is agreement with the principle of pure reason, but that when we regard them only from a single point of view reason is involved in unavoidable self-conflict, the experiment decides in favor of the correctness of this distinction.
But this deduction of our power of knowing a priori, in the first part of metaphysics, has a consequence which is startling, and which has the appearance of being highly prejudicial to the whole purpose of metaphysics, as dealt with in the second part. For we are brought to the conclusion that we can never transcend the limits of possible experience, though that is precisely what this science is concerned, above all else, to achieve. This situation yields, however, just the very experiment by which, indirectly, we are enabled to prove the truth of this first estimate of our a priori knowledge of reason, namely, that such knowledge has to do only with appearances, and must leave the thing in itself as indeed real per se, but as not known by us. For what necessarily forces us to transcend the limits of experience and of all appearances is the unconditioned, which reason, by necessity and by right, demands in things in themselves, as required to complete the series of conditions.
If, then, on the supposition that our empirical knowledge conforms to objects as things in themselves, we find that the unconditioned cannot be thought without contradiction, and that when, on the other hand, we suppose that our representation of things, as they are given to us, does not conform to these things as they are in themselves, but that these objects, as appearances, conform to our mode of representation, the contradiction vanishes; and if, therefore, we thus find that the unconditioned is not to be met with in things, so far as we know them, that is, so far as they are given to us, but only so far as we do not know them, that is, so far as they are things in themselves, we are justified in concluding that what we at first assumed for the purposes of experiment is now definitely confirmed.