Herrick Chap IV
Aristotle (384-322 B.C.) on Rhetoric
Lecture notes
Aristotle’s place in Western thought is derived from his
scientific, systematic approach to all topics. Already well educated by the time he reached Athens from
northern Greece (Stagira), Aristotle entered into Plato’s academy at age
seventeen. Here he entered into a
circle of some of the greatest philosophical and scientific minds of the age.
Although Aristotle carried forward Plato’s fight against the
sophists, he still saw the fundamental importance of rhetoric to the
intellectual/scientific process. Thus,
Aristotle avoids the moral tone of rhetoric in favor of a pragmatic and
scientific approach.
By applying a scientific approach to rhetoric, Aristotle is
able to validate it, from a Platonic perspective, as techne, an art that claims specific knowledge sets and unique areas
of study as its own. – Remember Plato’s
Socrates’ question to Gorgias: “With what class of objects is rhetoric
concerned?” –
Aristotle wanted to answer Plato’s call that rhetoric was
not a techne. In the process he
borrows from both the sophists and Plato to generate a scientific, systematic
approach to rhetoric based on sciences from psychology and demography to
linguistics and discourse analysis, and, in the process, sets the stage for
several of the “sciences” that hold forth in current Western ideology. Essentially, Aristotle builds a new paradigm
. . .
Aristotle’s
Definitions of Rhetoric
Two main texts for our classroom concerns:
Aristotle opens the rhetoric
maintaining that: “rhetoric is the counterpart of dialectic”
An understanding of the term counterpart is necessary to
understand this phrase. “Counterpart”
is the same term that Plato uses in Gorgias when he says that rhetoric is the
counterpart of cookery. This negative
analogy between rhetoric and cookery in Plato’s Sham Arts is displaced in Ari’s
use of the same rhetorical strategy
to situate rhetoric in the realms of dialectic. If dialectic is accepted as a techne
(and it is), then rhetoric, itself must be seen as a part of techne and thus an
art in itself.
Aristotle defines dialectic
as “a logical method of debating issues of general interest, starting from
widely accepted propositions (endoxa)” (74) and to be able to hold up an
argument while saying nothing self-contradictory.
Though based upon endoxa (a sophistic device), dialectic’s
true strength derives from its ability to view both sides of an argument – and
then to use, in its way, endoxa to generate conclusions based on an audience’s
emotions. Dialectic tests old ideas
while creating new ones.
Rhetoric and dialectic both begin with endoxa; however,
rhetoric uses a different set of proofs than does dialectic. These proofs lie in character (ethos) and
emotions (pathos) – whilke dialectic can be seen as socially constructed logic
(logos). Rhetoric and dialectic
combined comprise Aristotle’s tripartite rhetorical tream of ethos, pathos, and logos.
The two complimentary
arts of rhetoric:
- Rhetoric is the public art of
resolving problems. An average
audience is not trained in rhetoric or dialectic, thus an understanding of
this group is essential
- Dialectic is the private planning,
structuring of the argument.
Rhetoricians are well-trained in dialectic, thus an understanding
of one’s opponent is essential
Thus, we can see rhetoric as being more relative to human
nature in its natural need to appeal to the people who are being courted
through language and dialectic as relative to the process of the argument – the
academic side of persuasion.
Aristotle saw the scientific stystematization of rhetoric as
a way to remove it from the groundless persuasion of the sophists as well as
from the strict logic of philosophy.
Aristotle sees the techne/art, rhetoric, as something other
than sophistry, poetic, or logic
***************************************
“Rhetoric is the
faculty of observing in any given case the available means of persuasion.”
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As Herrick observes, “Aristotle’s rhetoric is primarily the
study of finding persuasive arguments and appeals, and not as a technique for
making persuasive and impressive speeches”(75). While the sophists taught their students to memorize great speeches and to learn
persuasion through imitation and practice, Aristotle taught his students to
investigate rhetorical situations and to use rationale to discover what is
persuasive in any setting. The forensic
investigation of human persuasion has begun.
Rhetoric as Techne (75)
Aristotle sees rhetoric as a scientific and systematic art,
a techne with its own set of knowledge, its own domain. Neither dialectic, logic, nor poetry can
achieve rhetoric’s goal – to discover available means of persuasion.
Like medicine, rhetoric cannot guarantee success – it can
achieve only as much as circumstances will allow. However, part of the circumstances is the “technician’s own
knowledge of his subject.
Why rhetoric is
useful:
- Rhetoric
works to ensure truth and justice.
Because all things are not equal and because sometimes the true and
just become obscured in public debate, we need rhetoricians, good speakers
and writers who are advocates for the truth, in order that truth might
prevail in public situations. “We
need rhetoric to ensure that just and true ideas prevail over unjust and
untrue ideas” (76). Aristotle
contends that if the untrue and unjust prevail, it is the fault of poor
rhetoric.
- Rhetoric
helps to connect a point/agenda with an audience through specific
appeal. Logic is never the best
argument (“because there are people we simply cannot instruct”); therefore
we must connect the point we wish to make to the notions of our
audience. This is not sophistry
inasmuch as it involves no lies or obfuscation, rather it relates to the
rhetor’s ability to connect with
his audience on their own terms.
(KB’s consubstantiation).
- Rhetoric
allows a rhetor to see clearly the pros and cons of each issue. It allows a rhetor to see both sides of
a situation in order to both formulate his own position as well as to
fully understand his opponent’s position.
- This
sort of knowledge advances the three basic benefits of sound rhetoric:
i.
testing ideas,
ii.
advocating points of view,
iii.
discovering relevant facts and truths
- Rhetoric
is a form of self-defense using speech and reason. Aristotle sees it as absurd that we
teach physical self-defense and respect and admire physical strength while
neglecting the intellectual strengths.
He claims, “the use of rational speech is more distinctive of a
human being than the use of his limbs: (77)
The Enthymeme
- Aristotle
refers to the enthymeme as, “a sort of syllogism.” . . . a rhetorical syllogism . . .
- Syllogism:
“a deductive argument moving from a general premise through a particular
application of that premise to a specific and necessary conclusion” (77).
- All
men are mortal – Socrates is a man – [therefore] Socrates is mortal
Examples are inductive
Enthymemes (and syllogisms) are deductive
Paradeigma (example):
an argument from a particular instance or small number of instances to a
probable generalization. Examples can
be “hard fact” and will be seen as such by an audience who construes experience
with the truth – however, examples can also be taken out of context . . .
- Enthymema
translated: held in mind
- The
enthymeme, then, is based on premises valued by both the speaker and the
audience (thus the speaker must be an honest man)
- The
syllogism has been condemned as circular thinking (tautology), while the
enthymeme has come to be, for many, the foundation of Aristotle’s
rhetoric. Enthymeme is syllogistic
in that it relates to popular conceptions (akin to endoxa), but unlike
syllogisms that find their strength in irrefutable “fact”, the enthymeme
is socially collaborative, contextual, based more in kairos than in absolutism.
- Because
Aristotle sees “rhetoric as constructed of arguments and appeals that
involve premises shared by the speaker and the audience” (77), we can see
the enthymeme as a sort of collaborative, socially constructed and
maintained secular truth based (hopefully) on justice and the “right way.”
Interesting point: because both sides value the premises and
appeals at hand, both the speaker and the audience construct and maintain the
argument as it proceeds. Lloyd Bitzer
the “enthymeme’s successful construction accomplished through the joint efforts
of speaker and audience” (78) – as well, in this sense, we can see the
successful enthymeme as a product of dialectic action.
By its nature the enthymeme assumes the audience’s
acceptance of main premise, e.g. Smith and Jones, both murderers, should
receive the same sentence is based upon the basic premise that one person
should not get off lighter than the other – or that the crime defines the
punishment and all people who commit such crimes should receive equal
treatment.
This is where the idea of a rhetorical syllogism comes into play: It is assumed that the
audience already holds the unspoken
values implied/assumed in the enthymeme.
Aristotle believed that all
successful rhetoric is founded upon the enthymeme: an “argument marked by
premises that are unstated because they are accepted mutually by the speaker
and the audience” (78).
Because rhetoric is important in debates over contingent matters where conclusions
must be based upon probabilities rather than fact, the enthymeme becomes an
important part of the larger picture of rhetoric. An enthymeme depends upon past conclusions in order to generate
current conclusions that will, doubtlessly, be used in future revisions, i.e.,
the enthymeme is the basic stuff of dialectic and historical-cultural
movement. In this sense we can see
Aristotilian rhetoric as a communal, democratic device for resolving conflicts,
advancing advocacy, and discovering, through the process of investigating the
means of persuasion, the psychology of the audience on both public and private
levels. Sound rhetoric cannot ignore
its audience – the people.
Three divisions of
speech
- Deliberative oratory (symbouleutkon): Legislative
speeches – use of resources and the solution of civic problems. “Deliberative rhetoric is concerned
with actions, is future oriented, and deals with questions about the best
uses of resources” (80).
- Aristotle
sees deliberative oratory as most important because it deals with the
polis. Because of this, he sees
it as less unscrupulous than forensic rhetoric (think lawyers here!).
- Based
on the question: what is best for the state? Thus, deliberative oratory is related to policy
concerns. What course of action
is best for the state? Goal is
human happiness and fulfillment.
A lot of this sort of deliberative
thinking is based upon economics, political assignation, the best logical
choices brought to light through compare/contrast deliberation, . . .
- Epideictic oratory (epideiktikon): Ceremonial speeches
– for funerals, great victories, praise and blame.
- Epideictic
reasoning involves not only recognizing the honor and virtue of an
individual or group, it also requires that we [re]define honor and virtue
and thus reinforce (or maybe even revise) enthymematic values. The emphasis in public of certain
values throughout time maintains the dialectic . . .
- Forensic oratory (dikanikon): Courtroom pleading – accusation and defense of an
individual accused of a crime.
- Deals
in questions of justice rather than policy. There is either accusation (kategoria) or defense (apologia).
Rather than arguments about the expedient use of resources (81).
- Deals
in past occurrences rather than the future, i.e., what was done” who did
it? etc.
- Reconstructs
the past – evidence is always the premise of past actions
- A
forensic rhetor must have a basic understanding of what his audience sees
as just, their values, and the probability of his own application of
evidence to his hypothesis.
- Forensic
formula: we reason from evidence to a plausible hypothesis and call on
our beliefs about justice. Evidence is used to support a hypothesis about
a past action, a standard of justice is applied and the action is judged
as just or unjust.
Aristotle’s three
artistic proofs
Essentially, these are the three
main courses of study that validate rhetoric as techne/art
- Logos: Logical reasoning. Proofs available in words, arguments,
logical speech
- Aristotle
was also interested in the process
of logic. How do people come to
logical conclusions? What is the
nature of logic?
- This
curiosity relates strongly to the nature of practical decision making and
the enthymeme’s place in this human action.
- Pathos: the psychology of emotion
-- the (study of) names and causes of various human emotions
- Aristotle
defines pathos as “putting the
audience in the right frame of mind” (81). It is the affective or emotional appeals that put the
rhetor’s ideas into action (think advertising or campaign ads here)
- Thus
Aristotle is interested in emotion’s ability to affect judgment (the
nature of persuasion is to affect judgment). Stimulation of the emotions is essential to persuasion . .
.
- Note
that Aristotle sees the use of pathos as a morally charged situation, the
use of a psychology of emotion for just and true purposes. (This will
come to light in the discussion of ethos).
- Aristotle’s
systematic approach shows all “possible” emotions and their opposites in
a psychological outlay of human emotions. Thus we get a scientific “catalogue” designed to help
students understand human emotions in order to adjust their audience relative to their own rhetorical
goals. In other words, if rhetors
can understand human emotion as a situation, they can use their knowledge
to “pull emotional strings” in order to make them more receptive to the
speaker’s agenda. NOTE the use of fear on page 83 . . .
- Emotions
are rational responses to certain situations and arguments: . . .
emotional response is intelligent behavior open to reasoned persuasion”
(83).
- In
the final analysis, Aristotle raised emotional appeal from the simple
arousing of the emotions to a scientific and socially responsible
application of emotion to careful and deliberate appeals to truth and
justice.
- Ethos: Human character and
goodness
- Ethos
relates to the speaker and the persuasive
potential of the speaker’s character or personal credibility. Whereas pathos addresses the audience,
ethos addresses the speaker. As
Aristotle asserts, ethos should derive from what the speaker says rather
than on previous reputation.
- In
order to establish ethos, the
speaker must do three main things:
- The
speaker must exhibit phronesis
– intelligence and good sense
- The
speaker must exhibit arête –
virtue
- The
speaker must exhibit eunoia – goodwill
- (Note
that Aristotle’s study of pathos
and ethos works to allow the rhetor a deeper understanding of the terms, a
type of study that reaches well beyond the sophists’ exploitation of human
emotion on both sides of the podium.)
- A good
speaker must understand what makes a community see a speaker as
believable. Thus, if we see pathos as a study of human emotion,
we must see ethos as a sociology
of character (84). In this we can
see the study of rhetoric as the combined study of other and of self and
the various interstices between the two.
A good rhetor cannot but have the qualities of a trustworthy
individual.
- Aristotle
sees ethos as potentially the most important of the artistic proofs –
people are likely to accept a speaker who holds the qualities necessary
to ethos
- The
three artistic proofs can be seen as two separate studies: the study of
logic (in logos) and the study of psychology (in pathos and ethos) and it
is from a sound understanding and continual study of these three proofs
that a good rhetor will be able to discover the “means of persuasion” in
any given situation.
The Topoi (or
lines of argument)
- Topos – topic (translated as place)
- Topos/topic
refers to “the location for an argument and the type of argument that
might be most efficient in this “location.”.” And, like most other things, some topoi were more common than
others
- Aristotle
focused on the types of arguments used in his three oratorical settings
(deliberative, epideictic, and forensic -- see 85 for a discussion of his
lists)
On common fallacies
Aristotle lists nine types of
enthymemes that seem reasonable but must be seen as fallacies (see 86)
On style
·
Aristotle sees discussion of style as unworthy” here
but, because it is a part of rhetoric he has his say.
·
Dramatic ability is hard to teach because it is a
natural talent
·
A speech’s style must be appropriate to the occasion
·
Language should be clear and “current”, i.e, easy to
understand
·
Language should have a natural quality to it – no
artificial devices
·
Note that Herrick sees this as a move against the
highly artistic and artificial style of the sophists
·
Aristotle sees great strength in the efficient use of
metaphor and the doom of poor metaphor.
o Apt
comparisons help to get meaning across while ingratiating the audience. Yet, even though strength in the composition
metaphors is seen as essential to sound rhetoric, Aristotle claims that this
skill is derived from natural talent and can’t really be taught (implications
for the teaching of college writing here?)